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Annexure- B
Complaint Data
Annexure- A
Investor Charter in respect of Investment Adviser (IA)
Data for the month ending - October 2025
Sr. No.
Received
from
Pending at the end of
last month
Received
Resolved*
Total
Pending#
Pending
complaints > 3months
Average
Resolution time^ (in days)
1.
2.
3.
Directly
from
Investors
SEBI
(SCORES)
Other
Sources
(if any)
Grand Total
0
0
0
0
0
0
0
0
n/a
n/a
n/a
n/a
0
0
0
0
0
0
0
0
n/a
n/a
n/a
n/a
^ Average Resolution time is the sum total of time taken to resolve each complaint in days, in the current month divided by total number of complaints resolved in the current month.
Trend of monthly disposal of complaints
*Inclusive of complaints of previous months resolved in the current month.
#Inclusive of complaints pending as on the last day of the month.
Trend of annual disposal of complaints
Sr. No.
Year
Carried forward from
previous year
Received
Resolved*
Pending#
1.
0
0
n/a
0
2.
0
n/a
0
3.
2020-21
0
n/a
0
0
n/a
0
0
0
0
4.
2021-22
0
n/a
0
0
5.
2022-23
2023-24
2024-25
*Inclusive of complaints of previous months resolved in the current month.
#Inclusive of complaints pending as on the last day of the month.
Disclosure with respect to compliance with Annual compliance audit requirement under Regulation 19(3) of SECURITIES AND EXCHANGE BOARD OF INDIA (INVESTMENT ADVISERS) REGULATIONS, 2013 for last and current financial year are as under :
Sr. No.
Financial Year
Compliance Audit Status
Remarks, If any
1.
2.
FY 2022-23
Conducted
Conducted
FY 2023-24
3.
Conducted
FY 2024-25
